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Tag: SEBI

Why is SEBI tightening norms for ‘FinFluencers’? | Explained

Posted on September 4, 2023 By admin
Why is SEBI tightening norms for ‘FinFluencers’? | Explained

The story so far: On August 25, markets regulator Securities and Exchange Board of India (SEBI) floated a consultation paper proposing regulations to restrict the association of SEBI-registered intermediaries or regulated entities with unregistered ‘finfluencers.’ Other than undertaking enforcement action against the unregistered ‘finfluencers,’ the paper proposed measures to “disrupt the revenue model for such…

Read More “Why is SEBI tightening norms for ‘FinFluencers’? | Explained” »

Business

Shapoorji Pallonji Group Fined Rs 7 lakh For Violating Disclosure Rules

Posted on September 4, 2023 By admin
Shapoorji Pallonji Group Fined Rs 7 lakh For Violating Disclosure Rules

Sebi has imposed a penalty of Rs 7 lakh on Shapoorji Pallonji and Company (File) New Delhi: Capital markets regulator Sebi has imposed a penalty of Rs 7 lakh on Shapoorji Pallonji and Company for violating disclosure norms. In its order, Sebi found that Shapoorji Pallonji and Company did not take prior approval from the…

Read More “Shapoorji Pallonji Group Fined Rs 7 lakh For Violating Disclosure Rules” »

Business

Ex-Mumbai Top Cop’s Firm, SEBI Officials Get CBI Clean Chit in Audit Case

Posted on August 29, 2023 By admin
Ex-Mumbai Top Cop’s Firm, SEBI Officials Get CBI Clean Chit in Audit Case

The clean chit has been given to a company run by former Mumbai police commissioner Sanjay Pandey. New Delhi: The CBI has given a clean chit to former Mumbai police commissioner Sanjay Pandey’s company as well as officials from the market regulator and the stock exchange in a case of alleged irregularities in the audit…

Read More “Ex-Mumbai Top Cop’s Firm, SEBI Officials Get CBI Clean Chit in Audit Case” »

Nation

Stock exchanges slap fines on IOC, ONGC, GAIL for failure to meet listing regulations

Posted on August 27, 2023 By admin
Stock exchanges slap fines on IOC, ONGC, GAIL for failure to meet listing regulations

Stock exchanges have slapped fines on state-owned oil and gas firms including IOC, ONGC and GAIL for their failure to meet listing requirements | Photo Credit: Reuters Stock exchanges have slapped fines on state-owned oil and gas firms including IOC, ONGC and GAIL for their failure to meet listing requirements of having a requisite number…

Read More “Stock exchanges slap fines on IOC, ONGC, GAIL for failure to meet listing regulations” »

Business

In Sahara saga, small investors find a new hope

Posted on July 29, 2023 By admin
In Sahara saga, small investors find a new hope

Soon after a new Ministry to look after the cooperative sector was formed in 2021, the corridors of its old offices at Krishi Bhavan in Delhi’s Central Secretariat were filled with thousands of letters and postcards. Many handwritten, they had to be stuffed into gunny bags. All had the same request: a refund from the…

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Business

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